Event: Regulation of Financial Institutions: Hot Topics and Key Challenges (NY)

Event: Regulation of Financial Institutions: Hot Topics and Key Challenges (NY)
Date: 2019-06-14
Details: June 14: "Regulation of Financial Institutions: Hot Topics and Key Challenges" sponsored by the New York City Bar will be held in New York, NY at the New York City Bar. Complex financial institutions operate in a challenging legal environment marked by pervasive regulation, overlapping state and federal oversight, and ever-changing supervisory expectations. This program will address some of the current hot topics affecting complex financial institutions, and will explore the emerging challenges and considerations associated with maintaining a compliance and legal in the face of these challenges. In-house/outside counsel and attorneys serving in compliance and legal roles will address the following topics: Compliance officers in the crosshairs: pros, cons and managing the new reality; Enforcing OFAC sanctions: A view from the trenches; and The risks of de-risking: causes, consequences and protecting communities. For further information and to register for this event, call 212-382-6600 or visit www.nycbar.org

Regis Fee: Members: $199.00; Non-Members: $299.00.

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