Event: Fundamentals of Investment Adviser Regulation 2018 (NY)

Event: Fundamentals of Investment Adviser Regulation 2018 (NY)
Date: 2018-06-25
Details: June 25: "Fundamentals of Investment Adviser Regulation 2018," sponsored by the Practising Law Institute, will be held in New York, NY at the PLI New York Center. At this program, attendees will get a solid foundation in the regulatory regime applying to investment advisers. Attendees will learn how the Investment Advisers Act of 1940 and state securities laws interact in governing the advisory industry. In addition to providing a solid foundation, the program will provide extensive discussion and analysis regarding “hot topics” facing advisers today. A distinguished faculty will offer insights into recent developments, including the SEC’s adviser exam program and recent enforcement cases. For further information and to register for this event, call 800-260-4PLI or visit www.pli.edu

Regis Fee: $1,850.00.

Back to Calendar  

| Securities Arbitration Commentator | SAC Research Center |

SEARCH Back Issues-SAC | SEARCH Back Issues-SLC | View Award Survey | ARBITRATOR Research Base (ARB) |