Event: Senior Investor Protection Conference One Year Later: FINRA Rules 2165 and 4512 (NY)

Event: Senior Investor Protection Conference One Year Later: FINRA Rules 2165 and 4512 (NY)
Date: 2019-02-05
Details: Feb 5: "Senior Investor Protection Conference One Year Later: FINRA Rules 2165 and 4512," sponsored by SIFMA, will be held in New York, NY at the SIFMA Conference Center. FINRA rules 2165 and 4512, which provide firms with a safe harbor for temporarily holding suspect disbursements and requires firms to attempt to collect trusted contact information from all of their clients, took effect February 5, 2018. SIFMA’s 2019 Senior Investor Protection Conference will bring together industry experts and regulators on Tuesday, February 5, in NYC to discuss the impact of these rules one year later. The conference will also explore other new tools in the marketplace – and what’s in the works – to defeat elder financial exploitation. Join us for a robust program that will include the latest research, recent legal and legislative developments, and on-going strategies to help protect senior investors. For further information and to register for this event, call 212-313-1000. or visit www.sifma.org

Regis Fee: Members: $345.00; and Non-Members: $495.00.

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