|| Oct. 17: "AICPA and SIFMA FMS National Conference on the Securities Industry" sponsored by SIFMA, will be held in New York, NY at the New York Law School. Co-hosted by the American Institute of Certified Public Accountants (AICPA) and the SIFMA Financial Management Society (SIFMA FMS), the National Conference on the Securities Industry features senior executives on the latest developments in securities regulation, auditing and accounting requirements. Gain insights into regulatory and industry initiatives for the coming year with: A senior executive’s view of the securities industry; The analyst perspective of the banking and securities industries; Recent and pending accounting and auditing pronouncements from FASB and industry experts; PCAOB feedback on inspections of broker-dealer audits; and an Open Q&A session with representatives from the SEC, FINRA and CFTC. For further information and to register for this event, call 212-313-1000. or visit www.sifma.org
Regis Fee: Member: $970.00 NonMember: $1,195.00.