Event: Securities Law and Practice 2018: How the SEC Works (NY)

Event: Securities Law and Practice 2018: How the SEC Works (NY)
Date: 2018-10-15
Details: Oct. 15: "Securities Law and Practice 2018: How the SEC Works" sponsored by the Practising Law Institute, will be held in New York, NY at the PLI New York Center. Securities lawyers need to have a firm grasp of not only the federal securities laws, but also how the SEC works to administer these laws. In this program, you will be given an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws. You will be provided with what you need to know about how the SEC administers the securities laws — and the other agencies that the SEC interacts with on a regular basis. Those who attend this seminar will learn: the sources of securities law and regulation; an SEC review of disclosure documents; what the structure of the SEC's enforcement program is; and the role of the SEC's regional offices versus the SEC's headquarters. For further information and to register for this event, call 800-260-4PLI or visit www.pli.edu

Regis Fee: $895.00.

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