Event: Ethics for Financial Industry Lawyers 2018 (NY)

Event: Ethics for Financial Industry Lawyers 2018 (NY)
Date: 2018-03-12
Details: March 12: "Ethics for Financial Industry Lawyers 2018," sponsored by the Practising Law Institute, will be held in New York, NY at PLI New York Center. This program will review the professional responsibility issues confronting lawyers who advise clients in connection with securities and derivatives transactions, including the Dodd-Frank Act. Those who attend this seminar will learn: internal investigations; SEC and CFTC whistleblower provisions: policy and ethical considerations; SEC professional responsibility rule for issuer's counsel; and lawyers as gatekeepers to protect the public. For further information and to register for this event, call 800-260-4PLI or visit www.pli.edu

Regis Fee: $395.00.

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