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June 28: "Fundamentals of Broker-Dealer Regulation 2010" sponsored by the Practising Law Institute will be held in New York, NY at the PLI New York Center. Those who attend will learn the major changes in broker-dealer regulation and the industry as a result of the financial services crisis, what is entailed with respect to the duty to supervise and what are the prospects of a harmonized broker-dealer and adviser regulatory regime. For further information and to register for this event call 800-260-4PLI or visit www.pli.edu
Regis Fee: $1,595. |
