| Date |
Event |
Details |
| 2019-01-23 |
7th Annual Securities Litigation & Enforcement Institute (NY) |
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| 2019-01-24 |
Understanding Financial Products 2019 (NY) |
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| 2019-02-05 |
Senior Investor Protection Conference One Year Later: FINRA Rules 2165 and 4512 (NY) |
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| 2019-02-06 |
Dually-Registered Broker-Dealers and Advisers-Regulatory, Compliance and Enforcement 2019 (NY) |
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| 2019-02-11 |
Free Forum: The 20th Annual FINRA Listens...And Speaks (NY) |
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| 2019-02-13 |
5th Annual Asset Management Derivatives Forum (CA) |
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| 2019-02-14 |
2019 Corporate Counsel CLE Seminar (TX) |
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| 2019-02-21 |
The SEC Speaks in 2019 (DC) |
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| 2019-02-25 |
CPR & CEDR Advanced Mediation Skills Training (DC) |
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| 2019-03-11 |
Ethics for Financial Industry Lawyers 2019 (NY) |
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| 2019-03-21 |
Investment Management Institute 2019 (NY) |
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| 2019-03-24 |
C&L 2019 Annual Seminar (AZ) |
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| 2019-05-02 |
The Volcker Rule 2019: What it Means for Financial Institutions and Markets (NY) |
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| 2019-05-16 |
12th Annual Arbirtration Training Institute (PA) |
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