View Awards Surveys

The Award Surveys described on this page provide a statistical picture of securities arbitration that spans two decades and provides valuable data and quantitative charts unavailable anywhere else.  Information on more than 40,000 securities arbitration Awards is available from SAC for use in customized searches and confidential surveys (call SAC, 973-761-5880). The Surveys below are provided free of charge and were compiled for publication in SAC's flagship publication, the Securities Arbitration Commentator. Whether you are a participant in arbitration, an academician or a member of the media, we believe the information in these Surveys will prove of great value in providing perspective and insights into the securities arbitration process.

Reproduction or republication of the formatted materials is subject to copyright and prohibited without SAC’s express permission. We ask that those who use the Survey data give attribution to SAC and encourage others to visit this WebSite. Thank you.

Copyright © 2011, Securities Arbitration Commentator, Inc., P.O. Box 112, Maplewood, NJ 07040.  E-Mail: help@sacarbitration.com

PRODUCT SURVEY: Customer Disputes 2006-2010
Survey

2010 Top BDs in Security Arbitration

Survey

Public Awards 1989-1991
Survey

2008 Award Survey: Perspective
& Resurgence

Survey     Summary


Public Awards 1989-1993
Survey

2007 Awards in Review
Survey
    Summary

Public Awards 1989-1995
Survey
    Summary

2006 Annual Award Survey
Survey
    Summary

Public Awards 2000-2005
Survey

AAA JAMS Pilot 1997-1998
Survey
    Summary

Public Awards 2004
Survey

AAA vs. SROs 1989
Survey
    Summary

Public Awards 2005
Survey
    Summary

Arbitrator Service 1994-1998
Survey
    Summary

Punitive Damages 1989-1992
Survey

Arbitrator Service 2000-2005
Survey
    Summary

Punitive Damages 1989-1993
Survey

Attorney Fees 1996-1998
Survey
    Summary

Punitive Damages and
Arbitrator Service 1992-93

Survey

Awards by State and Forum 1995-1996
Survey
    Summary

Punitive Damages and
Hearing Length 1989-1994

Survey

Defamation 1989-1994
Survey     Summary

Punitive Damages and Ratio
Caps 1989-1996

Survey

Determining Recovery Rates: 2000-2006
Survey
    Summary

Punitive Damages and Size of
Claim 1989-1995

Survey

Discrimination 1995-1999
Survey

Raiding 1997-1998
Survey

Employment 1989-1990
Survey     Summary

Random Stats 20 Years &
Present

Survey
    Summary

Employment 1989-1992
Survey     Summary

Sanctions 1996-1999
Survey
    Summary

Expungement 1994-2005
Survey

Sanctions 2003
Survey     Summary

Expungement Relief 2008-2009
Survey    

Single Arbitrator Option:
2010 Update

Survey

Forum Fees Broker-Dealer 1994
Survey
    Summary

Single Arbitrator Option
Awards 1998-2008

Survey

Forum Fees Customer 1994
Survey
    Summary

SRO Statistics 1987
Survey
    Summary

Forum Fees Customer 1994-1997
Survey

SRO Statistics 1990
Survey
    Summary

Forum Fees Employee 1997-2000
Survey

SRO Statistics 1991
Survey
    Summary

Forum Fees NASD Hike 1998
Survey

SRO Statistics 1992
Survey
    Summary

Hearing Length 1990-2005
Survey

SRO Statistics 1993
Survey
    Summary

Industry Arbitrators 2005
Survey

SRO Statistics 1994
Survey
    Summary

Large Dollar Awards:
2010 Update

Survey

SRO Statistics 1995
Survey
    Summary

Limited Partnership Results by
State 1989-1990

Survey

SRO Statistics 1996
Survey
    Summary

Motions to Dismiss 2002-2006
Survey

SRO Statistics 1997
Survey
    Summary

Non-Public Arbitrators
Survey
    Summary

SRO Statistics 1998
Survey
    Summary

Online Trading 1998-2000
Survey

SRO Statistics 1st Q 1999
Survey
    Summary

Post Award 1988-1991
Survey

SRO Statistics 2000
Survey
    Summary

Pre-Dispute Clauses 1987
Survey
    Summary

SRO Statistics Review 1991
Survey
    Summary

Pro Se Representation 1991-1996
Survey

Top BDs 2003-2007 Addendum
Survey     Summary

Public Awards 1989
Survey
    Summary

Top 100 BDs 1989-1997
Survey

Public Awards 1989-1990
Survey

Top Broker-Dealers 2003-2007
Survey
    Summary
Adobe® Acrobat® Reader® is needed to view, print and download the surveys.
Click below to download a free copy

Copyright © 2011 Securities Arbitration Commentator, Inc. All rights reserved.
Please read our copyright and disclaimer, and privacy statement.
Site Designed By: World Internet Resources.
Writer: Susan Dillon.

| Securities Arbitration Commentator | SAC Research Center |

|
SEARCH Back Issues-SAC | SEARCH Back Issues-SLC | View Award Survey | Arbitrator research Base (ARB) |