This video-podcast hosted by the Securities Arbitration Commentator concerns the future developments in the world of arbitration along with the future of financial regulation. The year 2016 saw many developments in the arbitration world.  The Consumer Financial Protection Bureau proposed its long-awaited arbitration rule; the Supreme Court accepted another case involving the preemptive power of […]

This video-podcast hosted by the Securities Arbitration Commentator concerns the recent recommendations of the FINRA Dispute Resolution Task Force. The 13-member Task Force, was formed July 2014 to focus on suggesting “strategies to enhance the transparency, impartiality, and efficiency of FINRA’s securities dispute resolution forum for all participants.” It issued an Interim Report in June […]

This video-podcast hosted by the Securities Arbitration Commentator discusses how the ranks of the investment advisory community have grown rapidly over the past decade, as the asset-gathering model has led to more wirehouse brokers migrating to RIA platforms and more investors, shaken by the tech crash and the 2008 financial crisis, have looked for professional […]

This is video-podcast for Securities Arbitration Commentator discusses the future of FINRA Mediation with industry thought leaders. CLICK HERE to check out our YouTube Channel and don’t forget to subscribe!

This is a video-podcast for Securities Arbitration Commentator. The Blog posting can be viewed here: First-ever SAC Podcast Ponders “What if the SEC Bans Predispute Arbitration Agreements?   CLICK HERE to check out our YouTube Channel and don’t forget to subscribe!