Award Survey: 2017 Employee-Member Damage Awards
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We complete our series of summaries focusing on 2017 Awards by turning to Employee-Member cases in which the claimant requested more than nominal compensatory damages.

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Award Survey: Top BDs of 2017 – Part I
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In this two-part survey, the latest in our series on 2017 Awards, we focus on the broker-dealers (BDs) with the largest number of Awards issued that year;

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Award Survey: Impact of Claim Amounts on 2013-17 Customer-Member Awards
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To close out this calendar year, we decided to investigate how the amount of compensatory damages claimed affects a customer Claimant’s case.

This survey considers a number of factors that we thought might well differ depending on the claim amount: the number of hearing sessions,

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