At this juncture, we can make a fair guess that the monthly totals for new case filings will remain fairly steady, drifting to a close,
This statistical study posits that securities industry participants in FINRA arbitration enjoy an information advantage, which gives them a tactical advantage in selecting arbitrators,
A massive study to be published in 2019 shows that arbitration can be beneficial to the plaintiffs’ bar and that the odds of victory increase significantly for parties represented by counsel.
We complete our series of summaries focusing on 2017 Awards by turning to Employee-Member cases in which the claimant requested more than nominal compensatory damages.
At the end of 2018’s first quarter, we would not have thought the surprising caseload surge sustainable, but, having reached the end of the second quarter,
In SAA 2018-24, we identified the four broker-dealers (BDs) with the largest presence in securities arbitration, with special emphasis on their Customer-Member Awards. This week,