New case submissions by customers are down 29% from the first quarter’s tally for 2018 and industry cases have declined 27%. Overall, 830 new cases were filed in the first quarter;
There are some big differences between the way 2018 began at FINRA-ODR and the trends revealed in the recently posted January 2019 statistics.
This annual program, now in its 20th year, runs only a couple of hours, but it has a perspective that’s unique and often helpful in uncovering useful practice tips.
The Dow Jones Industrials ended 2017 at 24,719; at the close of business for 2018, the average had dropped to 23,062, an event not seen in many years.
At this juncture, we can make a fair guess that the monthly totals for new case filings will remain fairly steady, drifting to a close,
This statistical study posits that securities industry participants in FINRA arbitration enjoy an information advantage, which gives them a tactical advantage in selecting arbitrators,