We complete our series of summaries focusing on 2017 Awards by turning to Employee-Member cases in which the claimant requested more than nominal compensatory damages.
At the end of 2018’s first quarter, we would not have thought the surprising caseload surge sustainable, but, having reached the end of the second quarter,
In SAA 2018-24, we identified the four broker-dealers (BDs) with the largest presence in securities arbitration, with special emphasis on their Customer-Member Awards. This week,
In this two-part survey, the latest in our series on 2017 Awards, we focus on the broker-dealers (BDs) with the largest number of Awards issued that year;
At the end of the first quarter of 2018, FINRA Dispute Resolution was reporting a 37% climb in new filings of customer cases (689 v.
The New York City Bar Association, or just City Bar, hosted, as it does annually, the “Hot Topics in Securities Arbitration” program at its headquarters on May 15,