Talking with PIABA’s Leaders: Issues in the Current Year and the Year Ahead
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At the tail-end of June SAC brought together for a wide-ranging discussion the current and future Presidents of PIABA — Christine Lazaro and Samuel B.

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More on FINRA’s Report on Unpaid Customer Awards. Sen. Warren Introduces Bill To Compel Implementation of One of the Ideas; PIABA Agrees
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We continue here our analysis of FINRA’s recently-published Report, FINRA Perspectives on Customer Recovery, and share news that a Bill has been introduced in the Senate to require FINRA to implement one of the Report’s proposals.

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PIABA Foundation Teams with AIE for First-Ever Investors Town Hall Meeting
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The annual meeting of the Public Investors Arbitration Bar Association took place between Oct. 18 and 21 in San Diego. Following that event, on October 29,

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Financial Industry Groups Sue To Stop DOL Fiduciary Rule Implementation
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Just as we went to press, we learned that several financial industry groups have sued the Department of Labor in an effort to block implementation of its new fiduciary standard rule.

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PIABA Decries Unpaid Arb Awards; Recovery Pool the Best Solution
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On the same day, February 25, the Public Investors Arbitration Bar Association issued a Report and a News Release and held a press conference to publicize the problem of unpaid arbitration Awards.

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FINRA Responds to Comments on Proposal To Merge FINRA-DR into FINRA Regulation
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This proposal (SR-FINRA-2015-034), first filed on September 15 (see SAA 2015-35), has taken an interesting procedural path – one that now appears to be moving to a close.

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