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Ignored, Misled and Sued, Defunct Brokerage’s Attorneys Fail to Kick Legal Malpractice Claim: Damian v. Carey & Winston & Strawn LLP
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By Christopher G. Lazarini

The mere fact that a broker-dealer commits securities violations as a result of its officers ignoring its attorneys’

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Defectiveness of Defeated Party’s Attorney in Arbitration Does Not Overturn Award: Kelly v. Morgan Stanley Smith Barney, LLC
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By Christopher G. Lazarini

The recognized grounds for vacating an arbitration Award are limited, and the losing party may not rely on ineffective assistance from counsel,

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