Lots of Comments Along Party Lines on FINRA Reg Notice 18-22 on Discovery Guide Change on Insurance
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The comment period closed September 24th on Regulatory Notice 18-22, FINRA Requests Comment on Proposed Amendments to Its Discovery Guide to Require Production of Insurance Information in Arbitration,

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FINRA Issues Reg Notice Seeking Comments on Discovery Guide Change on Insurance
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FINRA has issued a Regulatory Notice seeking comments on proposed Discovery Guide changes requiring production of insurance information.

We reported in SAA 2018-19 (May 16) that FINRA’s Board of Governors approved at its May 9-10 meeting a proposal to amend the arbitration Discovery Guide.

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A Ponzi Scheme and Insurance, Ownership and Loss (or Lack Thereof): Cooper Industries, Ltd. v. Nat’l Union Fire Ins. Co. of Pittsburgh, Pa.
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By Jack D. Ballard

*An investor who loans money in exchange for a promissory note ceases to own the money loaned.

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Securities Arbitration 2017 Seminar Offers a Bevy of Tips for FINRA Arbitration Practitioners
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The seminar, held at the Practising Law Institute in Manhattan on Wednesday, Sept. 27, from 9 a.m. to 5 p.m., included six segments,

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