FINRA Stats, 3/19: March Case Filings Continue Weak, Leading to a Quarterly YOY Decline of 28%
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New case submissions by customers are down 29% from the first quarter’s tally for 2018 and industry cases have declined 27%. Overall, 830 new cases were filed in the first quarter;

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FINRA Stats, 1/19: The New Year at FINRA-DR Begins with Some Puzzling Twists
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There are some big differences between the way 2018 began at FINRA-ODR and the trends revealed in the recently posted January 2019 statistics.

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FINRA-DR Posts Year-End 2018 Statistical Results: December Pops, Pushing Case Inflow to Highest Mark in Seven Years
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The Dow Jones Industrials ended 2017 at 24,719; at the close of business for 2018, the average had dropped to 23,062, an event not seen in many years.

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FINRA Stats, 10/18: New Case Tally Highest in Years
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At this juncture, we can make a fair guess that the monthly totals for new case filings will remain fairly steady, drifting to a close,

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The Midterm Elections are Over: What’s in Store for Arbitration and the Financial Services Field?
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By George H. Friedman*

SAC Contributing Legal Editor and Board of Editors Member

Chairman of the Board – Arbitration Resolution Services 

Adjunct Professor of Law,

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PLI’s “Securities Arbitration 2018” Seminar Provides Balance Between Practice and Overview
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The seminar, held at the Practising Law Institute in Manhattan on Wednesday, September 26, from 9 a.m. to 5 p.m., included six segments,

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