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FINRA Task Force Issues Its Interim Summary of Key Issues
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The FINRA Dispute Resolution Task Force, after a May 14-15 meeting to review reports and recommendations of its ten subcommittees, just issued an “

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The (Fictional) Case of Member Firm v. Thomas Hobson – or why FINRA Rules Should Be Modified to Provide for Automatic Offset of Damage Awards to Opposing Parties to Prevent Unfair Choices
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By James L. Komie

“Hobson’s choice: a situation in which you are supposed to make a choice but do not have a real choice because there is only one thing you can have or do.” Merriam-Webster.com

Consider the following scenario.

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