Our recent coverage in SAA 2019-06 (Feb. 6) on the vagaries of the process of actually implementing a court-ordered expungement has prompted us to research that very issue.
By George H. Friedman*
SAC Contributing Legal Editor and Board of Editors Member
Toward the end of last year, I authored a blog post,
With the new Rule now in effect, we wanted to see how FINRA Dispute Resolution has gone about introducing Claimants to this new innovation and to view,