SAC Contributing Legal Editor and Board of Editors Member
Chairman of the Board – Arbitration Resolution Services
Adjunct Professor of Law,
Just when we thought the Department of Labor’s (“DOL”) Fiduciary Standard Rule was officially dead, comes word that the Department may be taking another run at a Rule.
As we previewed in SAA 2018-14, the five sitting Commissioners of the Securities Exchange Commission held an open meeting April 18 at 3:30 PM on several issues that have begged for consideration for years.