EXPLAINED AWARD: SOFIA v. FROSS, AAA ID #01-16-0002-6358 (Leesburg, FL, 11/27/17).
This week, we follow up our recent review of a lengthy AAA Award in a customer dispute against a broker-dealer (SAA 2017-45) with a shorter,
No. 11 C 8028 (N.D. Ill., 4/22/14). Account Administration * Bankruptcy/Insolvency Issues * Damage Calculations * Conversion/Misappropriation * Unauthorized Trading * State Statutes Interpreted (Uniform Commercial Code (§8-115)) * Trusts &