Lots of Comments Along Party Lines on FINRA Reg Notice 18-22 on Discovery Guide Change on Insurance
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The comment period closed September 24th on Regulatory Notice 18-22, FINRA Requests Comment on Proposed Amendments to Its Discovery Guide to Require Production of Insurance Information in Arbitration,

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Analysis of (the Few) Comments on FINRA ODR Reg Notice 17-33 on Unpaid Awards
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The comment period closed December 18th on the FINRA Office of Dispute Resolution’s (“ODR”) Regulatory Notice on expungement. All commenters generally support the proposed changes,

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Analysis of Comments on FINRA ODR Reg Notice 17-34 on Non-Attorney Reps
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The comment period closed December 18th on the FINRA Office of Dispute Resolution’s (“ODR”) Regulatory Notice seeking comments on non-attorney representatives (“NAR”). With about 60 comments filed,

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FINRA “Special Notice” on Organization-Wide Engagement and Transparency Initiative Pulls Almost 50 Comments
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FINRA in late March issued a “Special Notice” soliciting public comments on a new enterprise-wide project examining transparency and engagement. Questions relating to the Office of Dispute Resolution (“ODR”) were specifically part of the mix and we reviewed those letters after the comment deadline of June 19.

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