Held at Fordham Law School’s Skadden Auditorium on Monday, March 25, this program, the full name of which was “Commercial Arbitration 2019: What Parties and Counsel Have a Right to Expect and Arbitration Should be Delivering: Arbitration at its Best,” differed in a number of ways from the programs we generally cover.
Senator Elizabeth Warren has written to FINRA inquiring about the status of Board-approved changes on expungement.
We reported in SAA 2018-48 (Dec.
BrokerCheck is a big place to explore, but we had a method: before us were the latest Awards issued by FINRA-ODR and our effort was to see how those Awards were reflected in BrokerCheck.
This annual program, now in its 20th year, runs only a couple of hours, but it has a perspective that’s unique and often helpful in uncovering useful practice tips.