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Certiorari Sought for Review of Fifth Circuit’s Ruling Interpreting a PDAA To Provide for a Nine-Arbitrator Panel
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By Theodore Ryan

SCOTUS is being asked to take up whether to let stand a decision upholding a large Award issued by a numerically unbalanced panel.

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FINRA Issues Reg Notice Setting September Effective Date for New Minimum Expungement Fees
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By George H. Friedman, SAA Editor-in-Chief

After SEC approval in late May, FINRA has published Regulatory Notice 20-25 establishing a September 14 effective date for its new fee regime specifically for expungement requests involving customer complaints.

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Anatomy of an Explained JAMS Award: To Defend Or Not To Defend
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By Harry A. Jacobowitz, Esq.

While most explained Awards focus on factual issues, Alderson v. deVere USA, Inc., JAMS ID #1425027170 (New York,

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Commonwealth Coatings Lives On! SCOTUS Denies Certiorari in Monster Energy
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By George H. Friedman, SAA Editor-in-Chief

 We usually report Certiorari denials in the “Short Brief” section, but this one sought to overturn a precedent set over half a century ago;

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Certiorari Sought in Monster Energy. Is It Time for SCOTUS To Put Commonwealth Coatings To Rest?
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By George H. Friedman, SAA Editor-in-Chief

Certiorari has been sought challenging a divided Ninth Circuit decision that vacated an Award for “evident partiality” under the Federal Arbitration Act.

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2016-19 Customer Award Survey in an Era of Securities Arbitration Stability
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By Harry A. Jacobowitz*

Introduction

Every so often, we take stock of how FINRA arbitration results change over time, by analyzing Award win rates and damage recoveries year-to-year.

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