Held at Fordham Law School’s Skadden Auditorium on Monday, March 25, this program, the full name of which was “Commercial Arbitration 2019: What Parties and Counsel Have a Right to Expect and Arbitration Should be Delivering: Arbitration at its Best,” differed in a number of ways from the programs we generally cover.
BrokerCheck is a big place to explore, but we had a method: before us were the latest Awards issued by FINRA-ODR and our effort was to see how those Awards were reflected in BrokerCheck.
Our recent coverage in SAA 2019-06 (Feb. 6) on the vagaries of the process of actually implementing a court-ordered expungement has prompted us to research that very issue.
PEEK-BEHIND AWARD: FINN v. CREDIT SUISSE SECURITIES (USA) — COMPENSATION DEFERRED OR DENIED?
We hear there are dozens of these cases against CSS for unpaid deferred compensation.