By Christopher G. Lazarini
A financial institution holding a self-directed IRA owes no fiduciary duty to the account owner; however,
Featured Award: Nicklin v. C.L. King & Associates, Inc., FINRA ID #15-01121 (New York, NY, 4/5/17).
This is the second Award to issue in a dispute between investment advisor Bill Nicklin of NBS Advisors,
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