“FINRA Listens … and Speaks,” an Evening Forum on FINRA Arbitration Hosted by NY County Lawyers Association, Took Place Feb. 12: Here’s Our Roundup
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This annual program, now in its 20th year, runs only a couple of hours, but it has a perspective that’s unique and often helpful in uncovering useful practice tips.

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SEC v. Platinum Management
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By Jeremy Root

Legal fee agreements that undertake to indemnify corporate officers accused of wrongdoing may also provide for advancement of legal fees;

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How Long Does It Take Post-Award To Get Expungement Relief? A Sampling of Cases.
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Our recent coverage in SAA 2019-06 (Feb. 6) on the vagaries of the process of actually implementing a court-ordered expungement has prompted us to research that very issue.

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Securities Arbitration Commentator Book Review
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Securities Arbitration Commentator Book Review

By Ben Suter *

In My Expert Opinion . . .

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Hong v. Yoo
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By Ben Suter

*Summary judgment was proper because Plaintiff failed to demonstrate that Defendant investment firm was the seller of her securities.

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The Presidents and Arbitration: from Washington to Trump: An Update
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The Presidents and Arbitration: from Washington to Trump: An Update

By George H. Friedman*

SAC Contributing Legal Editor and Board of Editors Member

For the third year in a row,

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