SCOTUS Also Hears Oral Argument in Lamps Plus. Another Tough Day at the Office for Counsel
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Varela v. Lamps Plus, Inc., No. 16-56085 (9th Cir. Aug. 3, 2017) (unpublished), involved a class action brought by Lamps Plus employees,

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Martians, Baloney, and Laughter: SCOTUS Hears Oral Argument in Henry Schein. Seems To Us the “Wholly Groundless” Delegation Exception Is on Borrowed Time
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Judging by the questions in Henry Schein, Inc. v. Archer & White Sales, Inc., No. 17-1272 (always a risky endeavor), it seems like the Court will hold that under the Federal Arbitration Act (“FAA”) there is no delegation carveout for “wholly groundless” assertions of arbitrability.

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Dispute Resolution Triathlon 2018 Results Are In! University of Pittsburgh Law Is Overall Winner
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October 13-14 was the Tenth Annual Securities Dispute Resolution Triathlon – a joint initiative of FINRA Office of Dispute Resolution and the St.

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Too Many Beneficiaries Spoil the Distribution — Leads to Interpleader: UBS Financial v. Aliberti
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By Christopher G. Lazarini

A financial institution holding a self-directed IRA owes no fiduciary duty to the account owner; however,

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Just in Time for Halloween, DOL Fiduciary Rule May Return from the Dead
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Just when we thought the Department of Labor’s (“DOL”) Fiduciary Standard Rule was officially dead, comes word that the Department may be taking another run at a Rule.

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Class Certification Granted on TD Ameritrade’s Order Routing Policies: Klein v. TD Ameritrade
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By Jeremy Root

In assessing best execution on a systemic basis, the individual trading strategies of the brokerage firm’s customers are not relevant and the damages caused by the alleged failure to provide best execution may be,

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