Latest SAC Podcast Tackles “Employment Issues in Securities Arbitration in the Wake of Epic Systems”
on

The current state of securities industry employment arbitration, including what the Supreme Court’s Epic Systems decision may mean for the financial services sector, were the core topics discussed recently by an experienced panel of securities arbitration experts in the sixth SAC Podcast.

...Read More

Post Image
New SAC Video Podcast Explores Making Arbitration Great Again
on

SAC’s fifth video Podcast, Arbitration in 2017 and Beyond: Making Arbitration Great Again, examined coming developments in the world of arbitration along with the future of financial regulation.

...Read More

Post Image
Fourth SAC Podcast Tackles “The FINRA Dispute Resolution Task Force Has Issued Its Final Report. Now What?”
on

The key recommendations of FINRA’s Dispute Resolution Task Force (“Task Force”), and where things may be headed in reaction to those proposals, were the core topics discussed recently by an experienced panel of securities arbitration experts in the fourth SAC Podcast.

...Read More

Post Image
Third SAC Podcast Tackles “Investment Adviser Arbitration – What You Need To Know”
on

The current state of registered investment adviser (“RIA”) arbitration, and where things may be headed, were the core topics discussed recently by an experienced panel of securities arbitration experts in the third SAC podcast.

...Read More

Post Image
SAC Podcast: Whither (or Wither) the FINRA Mediation Program?
on

Production is complete on SAC’s second video podcast and the finished product has been launched on our YouTube channel.

...Read More

Post Image
First-ever SAC Podcast Ponders “What if the SEC Bans Predispute Arbitration Agreements?”
on

Like a Hollywood movie trailer, imagine a world where the SEC used its Dodd-Frank authority to ban mandatory pre-dispute arbitration agreements (“PDAAs”) in customer-broker contracts.

...Read More

Read Our Recent Blog