FINRA Stats, 10/18: New Case Tally Highest in Years
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At this juncture, we can make a fair guess that the monthly totals for new case filings will remain fairly steady, drifting to a close,

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Research Group Publishes Study on Arbitration with Uninformed Consumers
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This statistical study posits that securities industry participants in FINRA arbitration enjoy an information advantage, which gives them a tactical advantage in selecting arbitrators,

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Six-Year Study Shows Arbitration Is Good for Plaintiffs’ Attorneys
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A massive study to be published in 2019 shows that arbitration can be beneficial to the plaintiffs’ bar and that the odds of victory increase significantly for parties represented by counsel.

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Award Survey: 2017 Employee-Member Damage Awards
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We complete our series of summaries focusing on 2017 Awards by turning to Employee-Member cases in which the claimant requested more than nominal compensatory damages.

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FINRA Stats, 6/18: At the Halfway Mark, FINRA-DR’s Incoming Cases Are On Track To Add More Than a Thousand More Cases Than 2017
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At the end of 2018’s first quarter, we would not have thought the surprising caseload surge sustainable, but, having reached the end of the second quarter,

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Award Survey: Top BDs of 2017 – Part II: Use of Counsel
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In SAA 2018-24, we identified the four broker-dealers (BDs) with the largest presence in securities arbitration, with special emphasis on their Customer-Member Awards. This week,

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