By Paul J. Dubow
*A complaint alleging fraud must state who made the fraudulent representations and when they were made.
By Burton W. Wiand
This case poses the question whether a broker may liquidate securities, pursuant to a margin call,
By Ben Suter
*Summary judgment was proper because Plaintiff failed to demonstrate that Defendant investment firm was the seller of her securities.
*A claim of unauthorized trading will be dismissed if the plaintiff fails to allege that he was injured thereby.
By Christopher G. Lazarini
A financial institution holding a self-directed IRA owes no fiduciary duty to the account owner; however,
By Jeremy Root
Under North Carolina law, where a contract gives a party a unilateral option to do something, such as excluding claims from a settlement,
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