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Seminar Highlights: NYSBA’s “A Deep Dive in Securities Arbitration and Mediation 2020”
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By Gabrielle Pollard*

Introduction

On March 6, the New York State Bar Association (“NYSBA”) hosted a full-day securities arbitration and mediation seminar titled Securities Arbitration 2020: Deep Dive.

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Coronavirus News on SCOTUS & Arbitration
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We issue this “Extra” Alert with breaking news of importance to our readers concerning the Coronavirus pandemic, that we feel should not await our normal publication schedule.

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That Didn’t Take Very Long! First “Corona Crash” Arbitrations Seem To Already Be on the Way. And a Major Industry Event Is Cancelled
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By George H. Friedman, SAA Editor-in-Chief

The first Coronavirus-related arbitrations may be on the way, caused by a trading platform’s alleged crash as the market was bouncing back in a record way.

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What’s Past is Prologue – All Over Again. What’s Ahead for Arbitration Filings in the Wake of Recent Volatility
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By George H. Friedman, SAA Editor-in-Chief and Richard P. Ryder, SAC Founder and President

The crashing and rebounding capital markets in the wake of the worldwide Coronavirus outbreak causes the Alert’s George H.

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FINRA Stats, 12/19: Another Slow Year at FINRA-ODR, in Terms of New Filings
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Take the final tally of 3,757 new case submissions that FINRA Office of Dispute Resolution recorded during the past year, deduct the reported total of some 500 cases for the month of August,

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Citadel Servicing Corp. v. Castle Placement, LLC
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By Jill I. Gross

FINRA Arbitrators decide whether claims by non-signatories of an arbitration agreement are arbitrable when the agreement is broadly worded and incorporates FINRA arbitration rules.

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