FINRA Incorporates New Special Proceeding Option for Small Claims Parties into its Operations
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With the new Rule now in effect, we wanted to see how FINRA Dispute Resolution has gone about introducing Claimants to this new innovation and to view,

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FINRA’s Hearing Location Statistics, 9/18: Focusing on Local Chairs and Chair-to-Case Ratios
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Tap a link that says “table format” above the U.S. map of FINRA hearing locations in the FINRA-DR monthly statistical report and you can see just how many arbitrators FINRA can deploy in each of its hearing locations,

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The Midterm Elections are Over: What’s in Store for Arbitration and the Financial Services Field?
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By George H. Friedman*

SAC Contributing Legal Editor and Board of Editors Member

Chairman of the Board – Arbitration Resolution Services 

Adjunct Professor of Law,

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Dispute Resolution Triathlon 2018 Results Are In! University of Pittsburgh Law Is Overall Winner
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October 13-14 was the Tenth Annual Securities Dispute Resolution Triathlon – a joint initiative of FINRA Office of Dispute Resolution and the St.

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PLI’s “Securities Arbitration 2018” Seminar Provides Balance Between Practice and Overview
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The seminar, held at the Practising Law Institute in Manhattan on Wednesday, September 26, from 9 a.m. to 5 p.m., included six segments,

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Court Confirms — Arbitrator Was Right to Say Agreement Gives Case Some Class: Wells Fargo Advisors LLC v. Sappington
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By Jill I. Gross

An arbitrator’s ruling that an arbitration agreement permits class arbitration does not exceed his powers or manifestly disregard the law,

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