How Long Does It Take Post-Award To Get Expungement Relief? A Sampling of Cases.
on

Our recent coverage in SAA 2019-06 (Feb. 6) on the vagaries of the process of actually implementing a court-ordered expungement has prompted us to research that very issue.

...Read More

Securities Arbitration Commentator Book Review
on

Securities Arbitration Commentator Book Review

By Ben Suter *

In My Expert Opinion . . .

...Read More

Post Image
Gherardi vs. Citigroup Global: A Look Behind a Wrongful Termination Award
on

GHERARDI v. CITIGROUP GLOBAL MARKETS, INC., FINRA ID #16-01001 (Miami, FL, 2/28/18).

Behind almost all Awards is a story twice told – once by the claimant and the second time by the respondent,

...Read More

Post Image
FINRA Broker William Garbarino Disbarred for Perjury in an Arbitration Proceeding
on

While FINRA frowns on brokers who fail to pay arbitration awards and fees, a worse offense is testifying falsely during the proceeding; it can bring a permanent end to one’s career in the industry,

...Read More

Read Our Recent Blog