By George H. Friedman, SAA Editor-in-Chief
The Supreme Court agrees to review an open issue from its 2019 ruling in Henry Schein,
In our monthly report on the February 2020 statistics FINRA Dispute Resolution Services* (FINRA-DRS) posted at the end of March (see SAA 2020-13), we noted that the case filing statistics were coming in,
By George H. Friedman, SAA Editor-in-Chief
The FINRA Office of Dispute Resolution (“ODR”) announcement on administrative postponement of in-person hearings through May 31 has been updated to affect hearings though July 3.
FINRA: Previously announced administrative hearing postponement through May 1 has been extended to May 31…. Latest Hotline posting (https://www.finra.org/hotline) as of March 13: “Due to the COVID-19 outbreak,
We issue this “Extra” Alert with breaking news of importance to our readers concerning the Coronavirus pandemic, that we feel should not await our normal publication schedule.
This new, temporary, section covers Coronavirus-related legislative, regulatory, legal, and scheduling developments impacting the financial and arbitration fields. We will discontinue this temporary feature when the pandemic passes – hopefully soon.