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Should FINRA Have an Automatic Mediation Process With the Option to Opt Out?
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By Rick Ryder, SAC

Yes, in answer to the title’s question, and the prospect for that to happen has been revived by a FINRA staff initiative,

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Mediation Addressed at NYSBA Seminar
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We keep dipping back into the April 6 program sponsored by the New York State Bar Association, entitled, “Securities Arbitration & Mediation: The Courage to Simplify.”

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