The comment period closed September 24th on Regulatory Notice 18-22, FINRA Requests Comment on Proposed Amendments to Its Discovery Guide to Require Production of Insurance Information in Arbitration,
By Rick Ryder, SAC
Yes, in answer to the title’s question, and the prospect for that to happen has been revived by a FINRA staff initiative,
We keep dipping back into the April 6 program sponsored by the New York State Bar Association, entitled, “Securities Arbitration & Mediation: The Courage to Simplify.”
By Richard P. Ryder
For many years now, the FINRA Office of Dispute Resolution has published monthly statistics about its arbitration and mediation operations.
The annual half-day program on securities arbitration and mediation, sponsored by the Association of the Bar of the City of New York, took place earlier this year.