By David C. Franceski, Jr.
Myriad multi-year accounting errors across numerous accounting categories which resulted in significant income restatements, even when accompanied by allegations of inaccurate SOX certifications,
Varela v. Lamps Plus, Inc., No. 16-56085 (9th Cir. Aug. 3, 2017) (unpublished), involved a class action brought by Lamps Plus employees,
By Jeremy Root
In assessing best execution on a systemic basis, the individual trading strategies of the brokerage firm’s customers are not relevant and the damages caused by the alleged failure to provide best execution may be,
*In order to be “in connection with” the purchase or sale of a covered security under SLUSA,
By Ben Suter
*Statements are not actionable as securities fraud where they either constitute puffery, are not materially misleading when viewed in context,
ERISA Plan Participant must plead meaningful benchmarks to establish a claim for breach of fiduciary duty.
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