Poor Henry Schein. After Seven Years, Still No Arbitration, Even After SCOTUS Victory Earlier this Year
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By George H. Friedman, SAA Editor-in-Chief

Evaluating the parties predispute arbitration agreement (“PDAA”) for delegation of arbitrability after remand from SCOTUS earlier this year,

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Snyder v. JP Morgan Securities LLC
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By Noah D. Sorkin

Plaintiff’s various causes of action in Breach of Contract lawsuit are dismissed where facts allege do not support claims or plaintiff effectively waived his claims.

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Barrett Financial of North Jersey, LLC v. Creative Financial Group of New Jersey
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By David C. Franceski, Jr.

*In the absence of an express contractual undertaking, the Court will not imply an obligation on the part of a terminating financial firm to “buy” the terminated agent’s business based solely on claimed lack of good faith and fair dealing.

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Stephens Inc., In Re
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By Jack D. Ballard

Trial court abused its discretion in ordering production of communications between client, investment banker, and their respective attorneys,

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Garces Restaurant Group, Inc., In Re
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By David C. Franceski, Jr.

*Though a court cannot alter a professional fee arrangement, once approved under §328 of the Bankruptcy Code,

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Paul A. Corey & Assocs., Inc. v. Great-West Life & Annuity Ins. Co.
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By Christopher G. Lazarini

The SEC’s pay-to-play rule makes it unlawful for any registered investment adviser and others identified in 17 C.F.R ,

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