image_pdfimage_print
Coronavirus and the ADR Providers – What You Need to Know
on

We issue this “Extra” Alert with breaking news of importance to our readers concerning the Coronavirus pandemic and its impact on financial services dispute resolution,

...Read More

What’s Past is Prologue – All Over Again. What’s Ahead for Arbitration Filings in the Wake of Recent Volatility
on

By George H. Friedman, SAA Editor-in-Chief and Richard P. Ryder, SAC Founder and President

The crashing and rebounding capital markets in the wake of the worldwide Coronavirus outbreak causes the Alert’s George H.

...Read More

FINRA Stats, 12/19: Another Slow Year at FINRA-ODR, in Terms of New Filings
on

Take the final tally of 3,757 new case submissions that FINRA Office of Dispute Resolution recorded during the past year, deduct the reported total of some 500 cases for the month of August,

...Read More

A Final Assessment of My 2019 Consumer and Employment Arbitration Predictions
on

By George H. Friedman, SAA Editor-in-Chief

About a  year ago, I authored a blog post, The New Year is Here: What’s in Store for Arbitration and the Financial Services Field.

...Read More

Explained Award: Broker Wins $3 Million Award on Breach of Contract Charges against Former Employer
on

We like this Award for a number of reasons, one of which is an Arbitrator dissent that draws a rebuttal from the majority. That dissent was filed by a Public Arbitrator,

...Read More

FINRA Stats, 10/19: Reading the “Stats” for a Clue to 2020
on

FINRA has published the latest monthly batch of statistics about its Dispute Resolution operations. We all use these statistics for our own purposes; likely,

...Read More

Read Our Recent Blog