George Friedman, Ex-FINRA Director of Arbitration, Assumes Editorial Helm of SAC’s Securities Arbitration Alert
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News Release

Wednesday, July 31, 2019

Contact: Rick Ryder; (973) 761-5880

rryder@sacarbitration.com

George Friedman;

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Thirty (30) Ways or More for Party Counsel to Change the FINRA Code
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With the statutory emphasis placed on specific procedures for SRO rulemaking — and with FINRA’s seemingly continuous flow of rule changes, amendments, and interpretations,

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A TRIBUTE TO HOWARD G. BERG, UPON HIS PASSING
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The securities arbitration community lost one of its mightiest pillars when Howard Berg died on October 12, 2017. Howard had wrapped up all of his outstanding cases,

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Arbitration Giant Robert Coulson Passes Away at Age 93
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Former American Arbitration Association chief Robert “Bob” Coulson passed away on September 9th at age 93.

Mr. Coulson led the AAA for many years,

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Should FINRA Have an Automatic Mediation Process With the Option to Opt Out?
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By Rick Ryder, SAC

Yes, in answer to the title’s question, and the prospect for that to happen has been revived by a FINRA staff initiative,

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Pershing LLC v. Kiebach: If Not Precedent, Then Prescient! Word to the NAMC!
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My first reaction when a West Coast defense attorney proposed we give coverage to a recent decision in Pershing LLC v. Kiebach,

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