Gavaldon v. StanChart Securities International, Inc.
on

By Paul J. Dubow

*A complaint alleging fraud must state who made the fraudulent representations and when they were made.

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Garces Restaurant Group, Inc., In Re
on

By David C. Franceski, Jr.

*Though a court cannot alter a professional fee arrangement, once approved under §328 of the Bankruptcy Code,

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Krukever v. TD Ameritrade, Inc.
on

By Burton W. Wiand

This case poses the question whether a broker may liquidate securities, pursuant to a margin call,

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SEC v. Platinum Management
on

By Jeremy Root

Legal fee agreements that undertake to indemnify corporate officers accused of wrongdoing may also provide for advancement of legal fees;

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Hong v. Yoo
on

By Ben Suter

*Summary judgment was proper because Plaintiff failed to demonstrate that Defendant investment firm was the seller of her securities.

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New Prime, Inc. v. Oliviera
on

By Jill I. Gross 

A court, not an arbitrator, decides the threshold question of whether the exclusion of Section 1 of the Federal Arbitration Act applies to a “contract of employment” that contains an agreement to arbitrate and the exclusion applies to all workers,

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