Coit Capital Securities, LLC v. Turbine Asset Holdings, LLC
on

By David C. Franceski, Jr.

Counterclaims in a breach of contract action, which are not purely defensive in nature, but seek an affirmative declaration that Letter Agreements at issue are void and unenforceable,

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Tater v. OANDA Corporation
on

By Ben Suter

The Court dismisses the complaint on forum non conveniens grounds, determining that the proper venue was in the Province of Ontario.

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North Sound Capital LLC v. Merck & Co., Inc.
on

By David C. Franceski, Jr.

In order to preclude later-filed opt-out claims related to a settled class action as “proceed[ing]” in a single,

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Antis v. Pravlik
on

By Samuel B. Edwards

Appellate court confirms trial court’s denial of a motion to compel arbitration from a broker and his separate investment advisory business,

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Fort Washington Investment Advisors, Inc. v. Adkins
on

By Christopher G. Lazarini

*A temporary restraining order preserves the status quo pending a reasoned resolution of the dispute. **The four factors considered when temporary injunctive relief is requested – likelihood of success on the merits,

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Centaurus Financial, Inc. v. Ausloos and FINRA
on

By Christopher G. Lazarini

*For FINRA Rule 12200, a “customer” who may compel arbitration absent an agreement to arbitrate is a non-broker and non-dealer having a business relationship with a FINRA member,

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