FINRA Incorporates New Special Proceeding Option for Small Claims Parties into its Operations
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With the new Rule now in effect, we wanted to see how FINRA Dispute Resolution has gone about introducing Claimants to this new innovation and to view,

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FINRA’s Hearing Location Statistics, 9/18: Focusing on Local Chairs and Chair-to-Case Ratios
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Tap a link that says “table format” above the U.S. map of FINRA hearing locations in the FINRA-DR monthly statistical report and you can see just how many arbitrators FINRA can deploy in each of its hearing locations,

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SCOTUS Also Hears Oral Argument in Lamps Plus. Another Tough Day at the Office for Counsel
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Varela v. Lamps Plus, Inc., No. 16-56085 (9th Cir. Aug. 3, 2017) (unpublished), involved a class action brought by Lamps Plus employees,

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Martians, Baloney, and Laughter: SCOTUS Hears Oral Argument in Henry Schein. Seems To Us the “Wholly Groundless” Delegation Exception Is on Borrowed Time
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Judging by the questions in Henry Schein, Inc. v. Archer & White Sales, Inc., No. 17-1272 (always a risky endeavor), it seems like the Court will hold that under the Federal Arbitration Act (“FAA”) there is no delegation carveout for “wholly groundless” assertions of arbitrability.

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Dispute Resolution Triathlon 2018 Results Are In! University of Pittsburgh Law Is Overall Winner
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October 13-14 was the Tenth Annual Securities Dispute Resolution Triathlon – a joint initiative of FINRA Office of Dispute Resolution and the St.

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Just in Time for Halloween, DOL Fiduciary Rule May Return from the Dead
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Just when we thought the Department of Labor’s (“DOL”) Fiduciary Standard Rule was officially dead, comes word that the Department may be taking another run at a Rule.

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