SECURITIES ARBITRATION COMMENTATOR, INC.
AWARD SURVEYS
SAC Issue: Volume VI, No. 9, p. 15
Publication Date: October 1994
Award Year(s) Reviewed: 1991 - 1993
Survey Topic: SRO statistics tally for 1991 through 1993 (See also SRO Statistics 1992)
Number of Charts: 1
Abstract
SAC's update (See SRO Statistics 1992) on the SICA-reported statistics for participating self-regulatory organizations charts a three-year breakout for seven arbitration forums, without commentary. The Chicago Stock Exchange (formerly the Midwest Stock Exchange) filings - seven in three years-are not reported on this chart.
Individual forum and aggregate tallies for the group are posted, with statistics on cases received and concluded, data on small claims and public customer cases, and customer "wins" broken out.
File Size Format: SRO Statistics 1993, 16 KB Adobe PDF
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